Here we will formally define the complex numbers
and prove that they form a field. First of all we will clarify what the addition and multiplication of complex numbers should look like.
Derivation of the tuple notation
Complex numbers have the form
, where
are real numbers and the imaginary unit
satisfies the equation
. However, we lack a mathematical definition for this new form of a number. So we will derive now a reasonable and precise definition.
A complex number
is described by the two real numbers
and
. Furthermore, complex numbers can be represented as points in a plane.
is the
-coordinate of the point and the imaginary part
is the
-coordinate:
Now points within the plane can be described as tuples
of the set
. So we can assign to a tuple
in
the complex number
. So we identify
, which provides a one-to-one identification of the complex set of numbers
with the set
.
The tuple is a precisely defined mathematical concept, we can use it for the formal definition of the complex numbers. To this we say that complex numbers
are in fact tuples
within a special notation and that allow for a multiplication (to be defined later).
Deriving computational rules
It would be nice to calculate with complex numbers like with real numbers, by adding and multiplying them. Let us first consider the addition of two complex numbers
and
. The result should again be a complex number, i.e. of the form
. For this we add the two complex numbers, arrange the summands and factor out:
The result is again of the form
. The real and the imaginary parts are added up. For the formal definition of the addition we use the tuple notation
in
, with identification
. With this we translate the above calculation into the tuple notation:
We see that summing nothing else than a component-wise addition in
. This is exactly the vector addition in the plane
. The multiplication of complex numbers is more complicated. We consider the product of two complex numbers
and
and multiply out the product:
Translated in the tuple-notation, we have:
Definition of complex numbers
The complex numbers are defined as tuples in
with the appropriate addition and multiplication.
Definition (Set of complex numbers
)
We define the set of complex numbers as the set
together with two mappings "addition" and "multiplication". Complex numbers are thus tuples
, where
and
are real numbers. Addition and multiplication are defined by
Definition of real and imaginary part
A complex number
, can be described as a point in the plane. It is uniquely defined by its coordinates
and
. These coordinates have special names.
is called real part and
imaginary part of the complex number.
We can calculate with complex numbers as with real numbers. The addition corresponds to the vector addition in
. Thus it inherits all properties of the addition in a vector space and fulfils for example the associative law
and the commutative law
. The multiplication in the complex numbers has similar properties as the multiplication in the real numbers.
Like in the real numbers we can form fractions of the form
in
. This requires inverting a complex number
to
. The reciprocal number should satisfy the equation
. So we need to choose
such that
holds. We will see that this system of equations is uniquely solvable for all
.
Altogether the addition and the multiplication fulfil the so-called Körperaxiome, as it does for the real numbers. Thus, calculations in
work with a similar structure compared to those within the real numbers.
Theorem
Let
be the set of complex numbers with addition and multiplication:
This set satisfies the field axioms.
How to get to the proof?
We now want to check the validity of the field axioms in the complex numbers one after the other. For this we will start from the definitions of addition and multiplication in
and use the properties of the real numbers.
Let us consider, for example, the commutativity of multiplication. To prove this, we have to prove the following equation:
What transformation steps do we have to take to get from the left side of the term om the right? First, it is helpful to apply the definition of multiplication in the complex numbers, i.e.
and
. Thus we obtain
This way, most of the proof is already done. What remains to be shown is the equality
, which we obtain directly from the properties of
: Since
are from the field of real numbers, we know, due to the commutativity of the multiplication, that
and
holds. Hence we have proved the commutativity of multiplication in complex numbers. In a very similar way the other field axioms for complex numbers can be shown.
Besides the associativity and commutativity of addition and multiplication we have to prove the existence of the neutral and inverse element of addition and multiplication in
. We do this by constructing such an element and showing by explicit calculation that it has the properties required in the field axioms.
The neutral element of addition is not difficult to find: We suspect the origin of the complex plane to take this role, which corresponds to the zero in the complex number plane or a zero vector. The point
should therefore be the complex zero. Also from the definition of addition it is easy to see that
must be valid, so that
is fulfilled.
We can easily determine the additive inverse of a complex number
by determining the additive inverse of the two real numbers
. We obtain
, which can be shown to be the the additive inverse of
by explicit calculation.
Regarding the neutral element of the multiplication, we assume that, as with the neutral element of the addition, an analogy to the real numbers applies. On the real number line, 1 is the neutral element of the multiplication. In the complex plane this corresponds to the point with the coordinates
. And we can explicitly verify that
has the desired properties.
Now we still have to find the multiplicative inverse. This is somewhat more difficult than the additive inverse because multiplication is defined in a more complicated way than addition. For a given
with
we search for a complex number
with
. Here,
is the "one" already found in the complex numbers.
What conditions must
fulfil as the inverse of
? According to the definition of multiplication,
. Thus
must apply. This requires 2 equations to be fulfilled:
This is a system of equations with two unknowns, namely
and
, and two equations. We can try to solve this system of equations, i.e. solve the equations for
and
. If you have 10 minutes (perhaps, it takes far less), take a pen and paper and try to solve the two equations for
and
.
We present here an elegant solution that does not require any case distinction due to division by zero. But it is not intuitive and few people would do the same on the first try. First we multiply the first equation with
and the second with
:
We add both equations and obtain:
Now, we multiply the other way round, i.e. the first equation with
and the second one with
:
Subtracting the first equation from the second, we get:
So we found
as the inverse of
. In the proof we willverify that indeed
.
Proof
We must verify all field axioms. Let
be given arbitrarily.
Proof step: Associative law for addition
Proof step: Commutative law for addition
Proof step: Existence of a zero elemen
The zero element in
is given by
, since
Proof step: Existence of the additive inverse
In
there is
, since
Proof step: Associative law for multiplikation
Proof step: Commutative law for multiplikation
Proof step: Existence of a unit element
The unit element in
is
: there is
and
Proof step: Existence of the multiplicative inverse
Let
a complex number with
. The inverse of this number is
. This number is well defined, since
and hence
. And there is
Proof step: Distributive law
as a sub-field of 
We identify the complex numbers
with the plane
. Here the
axis lying in the complex plane is the real number line. So it makes sense that the real numbers
are a subset of the complex numbers
.
We also know that both
and
are fields. So
should be a sub-field of
. In order to verify this, we have to show more than that
is a subset of
. We must also prove that the addition and multiplication of real numbers in
again leads to real numbers. Mathematically, two statements have to be shown:
is a subset of
and the arithmetic operations preserve the real numbers in
.
The first statement is easily confirmed. Strictly speaking,
is not subset of
, since
is a set of tuples and
just a set of single. So the elements of
and of
are different.
However, we can identify the real numbers with a subset of the complex numbers, which behaves similar to
. To find this subset, we use the visualization of the complex numbers in the plane. The subset we are looking for is the real axis in the complex plane. A complex number
lies on this axis exactly when its imaginary part is zero, i.e.
. Thus the real line is identified with the set
.
Now, a quick mathematical investigation of the identification of
with the real numbers follows. Intuitively, there is nothing to do: the real line looks like the real axis within the complex plane. Mathematically, there is still some work to be done: we need a one-to-one relationship (bijective mapping) of
to
. Or we define an injective mapping
(called embedding) with
. Then
bijectively maps the real numbers to
.
And we need that
has the same structure as the real numbers. Our embedding map
should preserve the structure of
in the image. This means, sums in
should be mapped from
to sums in
and the same with products. And the neutral elements
and
shall be mapped from the real numbers to the corresponding neutral elements in the complex numbers. (A mapping with such properties is also called field homomorphism).
How should we choose
? Let us look again at our visualization of the complex plane. We want to map the real number line
to the real axis
. The easiest way to do this is to just embed the number line into the two-dimensional plane. In other words, map a real number
to
:
Definition (Embedding of the real into the complex numbers)
The function
with the assignment rule
is an embedding of the real numbers in the complex numbers.
It remains to be shown that our picture fulfils the characteristics of an injective field homomorphism. Such an injective body homohorphism is also called field monomorphism:
Theorem (Embedding of the real numbers is a field homomorphism)
The embedding
with
is a field monomorphism (= injective field homomorphism)
How to get to the proof? (Embedding of the real numbers is a field homomorphism)
To show that any function
between two fields
and
is a field homomorphism, the following properties must be verified:
We have to verify these properties for
. To do this, we first translate the properties to be verified into the case of
. For example, the formula
becomes
So we have to prove the equation
. Here we can first use the definition of
. With this the following chain of equations can be shown:
By explicitly calculating
this chain of equations can be proven. The same can be done for the other properties. The proof of injectivity is done by a similar procedure.
Proof (Embedding of the real numbers is a field homomorphism)
Let
. Further, as defined above,
is the neutral element of multiplication in
, and
is the neutral element of addition in
. There is:
Proof step:
preserves neutral elements
Proof step: 
Proof step: 
Proof step:
is injective
Let
with
. Consequently
, so
. This means,
and our map is injective.
Thus the map
is an injective field homomorphism , i.e. a field homomorphism.
Due to the properties of a field monomorphism, the structure of a field is preserved in the image of the embedding. Simply put, the image of the field monomorphism fulfils the field axioms and thus defines a field again. Since the image of the embedding
is a subset of the field of complex numbers, we can regard the image
as a sub-field of
. Furthermore, the image
gives a field isomorphism, i.e. a bijective field homomorphism between
and
. This justifies the notion
and we view from now on all real numbers
as equal to the complex number
.
Definition of the notation 
We would like to write a complex number as
. According to our definition with
, this number is the tuple
. To simplify calculations, we would like to introduce the notation
without the tuple. For this we have to define
mathematically. Since
lies in the complex plane on the
axis at coordinate
, we choose
:
Definition (Imaginary unit)
We set
, which allows use to use this letter as a complex number.
In the beginning we looked for the solution of the equation
and with
we found one of these solutions. We can verify that
for
by explicit computation:
Here, we use the embedding
of the real numbers in
and the notation
for
. So there indeed is
. Now we show that the notation
for
indeed makes sense. Using
for
we show
. Thanks to this proof, we can then calculate with the complex number
as if it was a sum:
Theorem
For all
there is
.
Proof
Let
. Then
is not an ordered field
It would be nice to have an ordering of complex numbers, that means a larger/smaller relation for complex numbers. Let us consider the numbers
and
. We notice that they lie on the unit circle. This is the set of all points which have the distance
to zero:
Is now
,
or
? At first this case seems to be ambiguous, because both numbers have the same absolute value. What about
and
? The number
is further away from zero than the number
. Is
then also valid? Can the product of a negative number with the imaginary unit really be greater than a positive number?
From these small examples we can already see that establishing an ordering of complex numbers is difficult. In fact this is not possible. The following theorem proves this:
Theorem
There is no ordering of the complex numbers
that maintains the order of the real numbers.
is algebraically closed
With
we constructed a field in which the equation
is solvable, so the polynomial
has a zero. In the complex numbers
we even have that every polynomial (with coefficients in
) of degree greater or equal to
has at least one zero. This excludes only constant polynomials, which of course (except the zero polynomial) have no zeros. This property is not valid in the real numbers: for instance,
has no real zeros.
This property of complex numbers is called algebraic closure and is treated in algebra. The algebraic closure of
is proved in a theorem with the majestic name Fundamental Theorem of Algebra.
Exercises